Registered Investment Adviser Representative, Fixed Income Portfolio Manager, Chief Compliance Officer
Don is responsible for quantitative analysis, strategic asset allocation and analysis of fixed income securities. He also participates in strategy and daily trading activities. He earned a Bachelor of Science in Finance at McNeese State University. After spending five years with Columbia Funds, Don worked with TD Ameritrade, where he designed financial plans for high net worth clients and helped determine overall asset allocation strategies.
Certified Financial Planner™, Registered Investment Adviser Representative
James is responsible for customer care involving financial planning and account management services for clients.
He has spent 12 years working in the financial services field and providing clients with account management services. He earned an Accounting degree from Eastern Washington University and Masters of Global Business Administration from the University of Phoenix.
OCS, Beaverton, Oregon.
Compliance Operations Specialist, Registered Investment Adviser Representative
Renée is responsible for ensuring compliance with state and federal rules and regulations governing the securities industry. Renée is also the OCS guru for account and portfolio performance reporting and analysis using the latest available custodial data, supervising marketing activities and for compiling daily and monthly activity reports for clients and management. Renée received her B.A. in Political Science and Economics from Wellesley College and studied International Politics and Economics at the London School of Economics.
Founder, Registered Investment Adviser Representative, Equities Portfolio Manager
Mark oversees the firm’s portfolio strategies and trading operations. He attended the University of Maryland where he earned his Bachelor’s degree in Business Management. Mark’s roots in the financial industry began in 1998 at a large brokerage where he assisted clients in de-leveraging and managing risk. He became an Options Principal in 2000 and worked at a brokerage in San Francisco servicing sophisticated investors, later becoming a Securities Master and Trade Specialist. He later spent three years with TD Ameritrade as an Investment Consultant helping clients find the right investment vehicles.
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